We are hosting a webinar on 24 January 2024 from 11am to 12.30am to share our findings from our recent multi-firm review of non-financial misconduct (NFM) systems and controls across the wholesale broking sector.

View our webinar to:

• hear key observations from our review of how firms identify, escalate and address NFM.

• understand areas of good practice observed across the sector.

• hear about common areas for improvement and considerations for firms.

Attendees will gain insight into supervisory observations from across the sector, learn about effective practices adopted by peers, understand common challenges identified during our review, and take away practical considerations to help assess and enhance their own firm's approach to NFM.

We encourage attendance from Senior Managers, Compliance, Risk, HR professionals, Conduct specialists and others with responsibility for culture, governance and NFM frameworks.

You will have the opportunity to ask live questions during the webinar.