BEGIN:VCALENDAR VERSION:2.0 PRODID:-//TwentyThree//Calendar//EN METHOD:PUBLISH BEGIN:VEVENT UID:130965759@twentythree SEQUENCE:0 DTSTAMP:20260913T053549Z STATUS:CONFIRMED DTSTART:20260929T100000Z DTEND:20260929T103000Z SUMMARY:Wholesale brokers – Non-financial misconduct multi-firm review DESCRIPTION:https://webinars.fca.org.uk/wholesale-brokers-non-financial \n\n \n\nWe are hosting a webinar on 29 September 2026 to share our findings \nfrom our recent multi-firm review of non-financial misconduct (NFM) \nsystems and controls across the wholesale broking sector.\n\nView our webinar to:\n\n-\n\nhear key observations from our review of how firms identify, escalate \nand address NFM.\n\n-\n\nunderstand areas of good practice observed across the sector.\n\n-\n\nhear about common areas for improvement and considerations for firms.\n\nAttendees will gain insight into supervisory observations from across \nthe sector, learn about effective practices adopted by peers, \nunderstand common challenges identified during our review, and take \naway practical considerations to help assess and enhance their own \nfirm's approach to NFM.\n\nWe encourage attendance from Senior Managers, Compliance, Risk, HR \nprofessionals, Conduct specialists and others with responsibility for \nculture, governance and NFM frameworks.\n\nYou will have the opportunity to ask live questions during the \nwebinar. X-ALT-DESC;FMTTYPE=text/html:

Wholesale brokers – Non-financial misconduct multi-firm review

We are hosting a webinar on 29 September 2026 to share our findings from our recent multi-firm review of non-financial misconduct (NFM) systems and controls across the wholesale broking sector.

View our webinar to:

hear key observations from our review of how firms identify, escalate and address NFM.
understand areas of good practice observed across the sector.
hear about common areas for improvement and considerations for firms.

Attendees will gain insight into supervisory observations from across the sector, learn about effective practices adopted by peers, understand common challenges identified during our review, and take away practical considerations to help assess and enhance their own firm's approach to NFM.

We encourage attendance from Senior Managers, Compliance, Risk, HR professionals, Conduct specialists and others with responsibility for culture, governance and NFM frameworks.

You will have the opportunity to ask live questions during the webinar.

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